Chief Compliance Officer
Scott Solod joined Hammond Iles Wealth Advisors in April of 2022 as our Chief Compliance Officer (CCO).
Scott brings almost two decades of compliance experience where he managed long term compliance strategies for several broker/dealer and investment adviser firms. As the compliance leader, Scott establishes standards and implements procedures to ensure that our company compliance program is effective and efficient in identifying, preventing, detecting, and correcting noncompliance with applicable laws and regulations.
Previously Scott was the CCO for Equity Service, Inc., a Broker/Dealer and Registered Investment Adviser affiliate of National Life Insurance Company as well as Signator Investors, a division of the John Hancock Financial Network, Santander Securities, LLC, and Commonwealth Financial Network. Scott graduated from Worcester State College and has earned the Certified Regulatory and Compliance Professional (CRCP) designation from the FINRA Institute at Wharton, as well as the Certified Fraud Examiner (CFE) from the Association of Fraud Examiners.
During the beautiful summer months in Vermont, you can find Scott out on Lake Champlain enjoying time with his family and friends. In the colder months, Scott enjoys many of the winter sports that Vermont has to offer.
You can reach Scott at email@example.com.